Navigate Regulatory Pitfalls of Capital Raising

Chicago partner Andrew Raby participated in a panel at the Hedge Fund Association’s Chicago Symposium on September 20, 2016.

The panel, titled, “Navigate Regulatory Pitfalls of Capital Raising,” answered the following questions:

• How can an effective marketing presentation become fodder for SEC scrutiny?
• How can business development professionals work with CCOs as a well-oiled team?
• Why is regulatory structure so much more important in the due diligence process these days?