Investment Management Developments - March 2011

Our March 2011 issue of Investment Management Developments discusses the following topics:

• Investment Adviser Use of Social Media
• CFTC and SEC Propose Rule on Major Swap Participant and Major Security-Based Swap Participant Definition
• FBAR Regulations Released
• CFTC Proposes Narrowing or Eliminating CPO Registration Exemptions
• ICI Pushes for Private Liquidity Facility to Bolster Prime Money Market Funds, Rejects Other Options
• Industry Comments on FINRA’s Disclosure Requirement
• Industry Experts React to FinCEN’s Proposed Suspicious Activity Report Database
• Affiliated Firms and Chief Compliance Officer Charged with Altering Documents by SEC