Compare and Contrast: SEC Best Interest vs. DOL Standard of Conduct

Benefits and executive compensation counsel Joan Neri will lend her mission-critical insights as part of an illuminating presentation for the International Society of Certified Employee Benefit Specialists (ISCEBS). ISCEBS guests will get a rigorous education in:

• The practical effect of the Department of Labor’s (DOL) expanded definition of investment advice fiduciary.
• Appropriate applications of the Labor Department’s prohibited transaction exemption for conflicted advice.
• The particulars of the standards of conduct for the DOL and Securities and Exchange Commission (SEC).