Hot Topics in DOJ and SEC Enforcement and Litigation 2023

Faegre Drinker Partner Daniel Pulliam will join a panel featuring members of government and the judiciary, corporate counsel, and other legal subject matter authorities in a discussion focused on key trends in Department of Justice (DOJ) and Securities and Exchange Commission (SEC) enforcement and litigation. Topics to be discussed include:

• DOJ’s new corporate enforcement policy and how this is expected to impact self-disclosure, antitrust, remediation, cooperation and DOJ fraud.
• Disclosing cybersecurity incidents, breaches and hacks.
• New enforcement actions for non-disclosure of cyber incidents.
• Compliance challenges involving disclosures, Form 10-k and quantitative requirements.
• Internal accounting controls and accounting restatements.
• Clawbacks and compensation arrangements.
• SEC’s new amendments to Rule 10b 5-1 and insider trading.
• SEC’s new insider trading disclosures.
• Effect on 10b 5-1 plans of updated insider trading rules.