Regulatory Examinations for Private Funds

Investment management partner Jeff Blumberg attended the Comply Connect Conference and Expo to participate in a session titled “Regulatory Examinations for Private Funds.”

The US Securities and Exchange Commission (SEC) Division of Exams has several areas of focus for its 2025 regulatory examinations of private funds. Blumberg discussed the areas of focus and what private fund advisers should be on the lookout for.