Faegre Drinker Biddle & Reath LLP, a Delaware limited liability partnership | This website contains attorney advertising.

Overview

As investment management clients grow and operate their businesses, they look to us to solve complex regulatory and structural challenges — with an eye to mitigating operational and regulatory risk. We advise national and multinational registered and private funds and their sponsors, investment advisers, broker-dealers and other institutional market participants on business formation and growth. We draw on deep in-house and industry experience to understand your business — and business objectives — and develop bespoke solutions that are practical and forward-thinking. We anticipate and facilitate industry shifts and help you stay ahead of regulatory issues on existing and emerging issues. Our risk management assessments and compliance evaluations help assess and mitigate compliance and regulatory risks. Clients also count on us to interpret and advise on developments in law and advocate on their behalf on policy development.

Insights & Events

Insights
Updates April 2025

DOJ Releases New Key Guidance on Its Data Security Program (DSP)

Substantial Compliance Obligations Related to Certain Foreign Transactions Involving Sensitive Personal and Government Data
16 min read  
Updates April 2025

Federal Court Strikes Down CMS Nursing Home Staffing Mandate

What’s Next for Operators & Investors?
5 min read  
Blog Post April 2025

FINRA’s Focus on Account Recommendations and Rollovers

Broker Dealer Law blog
1 min read  
Media Mentions March 2025

Steven Francis Discusses Financial Conduct Authority’s Efforts to Expedite Authorization Process

Thomson Reuters
1 min read  
Media Mentions March 2025

Fred Reish Comments on Shifting Strategies on DOL Fiduciary Rule for Financial Advisor

1 min read  
Media Mentions March 2025

David Williams Featured in American Lawyer’s ‘How I Made Practice Group Chair’ Series

1 min read  
Updates March 2025

EPA Rolls Back Regulations From Climate Change to ‘Waters of the United States’

PFAS and Superfund Do Not Make the List
4 min read  
Media Mentions March 2025

Steven Francis Comments on Financial Conduct Authority Abandoning Name and Shame Proposal for Regulated Firms

1 min read  
March 2025

Steven Francis Comments on Financial Conduct Authority Abandoning ‘Name and Shame’ Proposal for Regulated Firms

1 min read  
Updates March 2025

Trump’s EO Seeks to Eliminate ‘Unconstitutional’ Regulations; EU Commission Scraps AI Liability Directive; Lawsuit Alleges Racial Discrimination by Meta’s Ad Algorithms for Higher Education; and More

Artificial Intelligence Briefing
7 min read  

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