DOL’s Fiduciary Proposals: The Effect on Investment Advisers

Now that the Department of Labor has issued a new proposed definition of fiduciary advice and amended exemptions for conflicted advice, how will investment advisers be impacted? For most, the greatest impact will be on recommendations for plan-to-IRA rollovers and IRA-to-IRA transfers, but other provisions could affect advice regarding IRAs and retirement plans, even if a firm is already complying with the current PTE 2020-02. Join us for this engaging and informative session that dives into DOL’s proposed changes and what they could mean for you.

Time

All times in Eastern Time

12:00 - 1:00 PM

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For detailed event information, including agenda and speakers, please visit the event website.

Continuing Education Credit

Visit the event website for information on available continuing education credit. 

Questions