Updates
December 22, 2008
Investment Management Developments - December 2008
Our Investment Management Developments publication discusses the following topics:
Mutual Fund News
- SEC Adopts Summary Prospectus and Form N-1A Changes
- Electronic Exemptive Applications Now Filed on EDGAR
- SEC and New York Fed Issue Guidance Concerning Money Market Investor Funding Facility
- SEC Adopts Temporary Exemption for Participants in Treasury Department’s Temporary Guarantee Program for Money Market Funds
- SEC Publishes Interpretive Guidance Regarding Company Website Disclosure
- SEC Adopts and Proposes New Rule Amendments Concerning Credit Rating Agencies
Hedge Fund News
- Reminder: Mandatory Electronic Filing of Form D Begins March 16, 2009
Investment Adviser News
- SEC’s Office of Compliance Inspections and Examinations Publishes National Core Initial Request for Information
- Recent Developments in State Regulations Affecting Protection of Personal Information
- SEC Adopts Short Selling Rules
- SEC Staff Grants Relief for Adviser’s Past Specific Recommendations Presentations
ETF News
- Amendments to Form N-1A Applicable to ETFs
- SEC Staff Approves ETF of ETFs
The material contained in this communication is informational, general in nature and does not constitute legal advice. The material contained in this communication should not be relied upon or used without consulting a lawyer to consider your specific circumstances. This communication was published on the date specified and may not include any changes in the topics, laws, rules or regulations covered. Receipt of this communication does not establish an attorney-client relationship. In some jurisdictions, this communication may be considered attorney advertising.
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