Griffin D. Foster

Public Companies

Griffin advises public companies on their governance processes and compliance obligations under federal and state law, including Securities and Exchange Commission (SEC) reporting requirements, fiduciary duties and “blue sky” laws. He also counsels clients on stock exchange rules, and the voting policies and practices of proxy advisory firms and large institutional shareholders.

Capital Markets

Griffin represents issuers and underwriters in public and private debt and equity offerings, including high-yield and investment-grade debt issuances, initial public offerings, confidentially marketed public offerings, private investment in public equity (PIPE) transactions, bought deals and at-the-market (ATM) offering programs. These transactions have ranged in size from less than $5 million to more than $1 billion.