Veena K. Jain

Veena Jain is an experienced investment management attorney with a focus on exchange-traded funds (ETFs) and mutual funds, including money market funds and fund of funds. She provides effective and informed counsel on regulatory and governance matters to clients in the investment management industry — such as registered investment companies and their boards — during the formation, wind-up and reorganization of registered investment companies. Veena is experienced in SEC-registered investment adviser formation, compliance and business issues. She also assists clients in structuring new types of financial products and services, and represents them in obtaining Securities and Exchange Commission (SEC) exemptive and no-action relief. Her experience with fund complexes and the growing diversity of fund structures allows her to guide clients as they seek to grow market share in a competitive industry.