Securities Law and the Distressed Bond Trading Market

Webinar

PDF

Overview

Bondholders trading debt on the secondary market can run into an array of confidentially issues in addition to issues surrounding material nonpublic information. This webinar will serve as a refresher course for those bondholders of what their legal obligations are when trading. In this webinar, we will discuss:

Securities law surrounding trading on the secondary market
MNPI – What is it and when do I have it?
When will a holder be restricted from trading?
Best practices
SEC enforcement mechanisms

Time

9:00 a.m. – 10:00 a.m. PT
10:00 a.m. – 11:00 a.m. MT
11:00 a.m. – Noon CT
Noon – 1:00 p.m. ET

Have a scheduling conflict? Register for the live event, and we’ll send you the on-demand recording shortly after the broadcast date.

Questions? Please contact Heather Sanders or call +1 215 988 1127.

Continuing Education Credit

This program has been approved only for the following continuing legal education credits:

California: 1 hour participatory general credit
Connecticut: 1 hour of general credit
New Jersey: 1 reciprocal hour of CLE Credit
New York: 1 reciprocal hour of professional practice credit

An application for approval of this course has been submitted and is pending in the following states: Colorado, Delaware, Illinois, Indiana, Iowa, Minnesota, Pennsylvania, Texas and Virginia.